DPO Radio

Measure Value, Not Just Traffic Explore new features in AesirX Analytics

AesirX Compliance Forms

Overview Image

Why Compliance Forms Matters

Regulatory filings in Vietnam require precise form formatting. The Ministry of Public Security expects DPIA dossiers to use specific appendix labels (Phu luc I, Mau so 08). The Ministry of Industry and Trade requires e-commerce registration forms to follow prescribed structures. When organizations prepare these filings manually – copying data between systems, formatting documents by hand, and assembling submission packages from scattered files – errors are inevitable. A mislabeled form delays a filing. A missing attachment forces resubmission. An incomplete field invalidates the dossier.

Enterprise DPOs (P-VN-01) bear the responsibility for these filings. They must coordinate input from multiple departments, ensure every form carries the correct official label, verify that pre-populated fields match the underlying case data, and assemble the final submission package with all required attachments before the statutory deadline.

Without a structured forms system, DPOs resort to Word templates emailed between departments. Version control breaks down. Departments overwrite each other's sections. There is no completeness check before submission – the DPO discovers missing fields only when the regulator rejects the package.

Compliance Forms solves this by integrating directly with filing cases across DPIA dossiers, cross-border transfer records, and breach notification cases. Forms carry official Vietnamese labels as prescribed by law. Fields auto-populate from linked case data, and multi-department section routing ensures each team completes only their assigned sections. The submission package assembly tool compiles all required forms and supporting documents into a single bundle with completeness validation that prevents submission until every required field and attachment is present.

How It Works

Filing Case Integration

Forms link directly to filing cases – DPIA dossiers, cross-border transfer records, and breach notification cases. Status synchronizes between the form and its parent case, so when a form is completed, the filing case reflects the progress automatically. This eliminates the gap between form completion and case tracking.

Filing Case Integration

Official Label Enforcement

Vietnamese regulatory forms display official labels exactly as prescribed by law. Appendix references (e.g., Phu luc I, Mau so 08) are enforced at the template level, ensuring every generated form meets the regulatory presentation standard expected by Vietnamese authorities.

Official Label Enforcement

Auto-Population from Linked Case Data

Form fields pre-fill from connected case data. When a DPIA dossier already contains organization details, data processing descriptions, and risk assessment findings, the linked compliance form pulls that data automatically. Multi-department section routing directs each team to complete only their assigned sections.

Auto-Population from Linked Case Data

Submission Package Assembly

The submission package tool compiles all required forms and supporting documents into a single submission-ready bundle. A completeness validation check prevents submission until all required fields are filled and all required attachments are present – catching gaps before the package reaches the regulator.

Submission Package Assembly

Form Templates and Catalog

A library of pre-built compliance form templates covers common Vietnamese regulatory requirements. Organizations can also create custom templates with dynamic field logic, conditional sections, and field validation rules. All templates support Vietnamese and English.

 
Form Templates and Catalog

Document Generation

Completed forms generate formatted documents from the entered data. Output is structured for regulatory submission, with fields, labels, and formatting matching the expected regulatory format.

 
Document Generation

Compare the Difference

Graphic Image

Without Compliance Forms

Graphic Image

With Compliance Forms

IconRegulatory forms prepared manually in Word with no link to the underlying case data.
IconForms link directly to filing cases with auto-populated fields from case data.
IconOfficial Vietnamese labels applied inconsistently, risking rejection by authorities.
IconOfficial labels enforced at the template level for every Vietnamese regulatory form.
IconSubmission packages assembled by hand with no completeness check before filing.
IconSubmission package assembly with completeness validation that blocks incomplete filings.
IconMulti-department form sections managed via email with version control conflicts.
IconMulti-department section routing gives each team their assigned sections without overlap.
IconNo synchronization between form completion status and the filing case lifecycle.
IconForm status synchronizes with the parent filing case for real-time progress visibility.

Built for Real Compliance Operations

Filing case integration spans three major compliance processes – DPIA dossiers, cross-border transfer records, and breach notification cases – with synchronized status between forms and their parent cases.

Official Vietnamese label enforcement is built into the template layer, not applied manually, ensuring every generated form carries the legally prescribed appendix references and form numbers.

Completeness validation runs before submission package assembly, checking all required fields and attachments so that gaps are caught before the package is sent to the regulator, not after.

Regulatory Framework Support

Framework

How Compliance Forms Supports It

VN PDPL (91/2025/QH15)
IconDPIA dossier forms with official MPS appendix labels, auto-population from assessment data, and submission package assembly for MPS filing.
Decree 356/2025/ND-CP
IconImplementation decree forms for PDPL procedural requirements, with field structures matching decree specifications.
VN E-Commerce Law (122/2025/QH15)
IconE-commerce marketplace registration forms (TMDT templates) with platform classification fields and dossier bundle assembly.
MPS A05 Administrative Procedures (Decision 778)
IconAdministrative procedure forms with official form numbering aligned to MPS Decision 778 specifications.
Background Image

See Compliance Forms in Action

Ready to see how Compliance Forms works with your compliance workflows? Request a personalized demo.

Demo Image
Tu Pham

Tu Pham - Country Manager, AesirX

Head of Risk with 15+ years in fintech and banking across ERM, compliance, fraud, audit, and regulatory frameworks.

Or contact via

tu@aesirx.io+84 918098010

People Also Ask

Yes. Compliance Forms enforces official Vietnamese labels at the template level. Forms display the prescribed appendix references (e.g., Phu luc I, Mau so 08) as required by Vietnamese regulatory authorities, ensuring submissions meet presentation standards.

Each form links directly to its parent filing case. When the filing case contains data – organization details, risk findings, processing descriptions – the form auto-populates relevant fields. Status synchronizes bidirectionally, so completing a form updates the filing case progress.

Yes. Multi-department section routing assigns specific form sections to specific teams. Each department sees and completes only their assigned sections, eliminating overlap and version conflicts. The form owner sees the consolidated view with per-section completion status.

The submission package assembly tool runs a completeness validation check before allowing submission. It verifies that all required fields are filled and all required attachments are present. If anything is missing, the system identifies exactly what is needed before the package can proceed.

Yes. The form template builder supports custom templates with dynamic field logic, conditional sections, and field validation rules. Custom templates can be saved to the form catalog for reuse across the organization and support both Vietnamese and English.

Next Steps

Explore the module architecture, then speak with us about the workflows your organization needs to operationalize first.

Icon Image

Start a Compliance Pilot

Test Compliance Forms with your actual regulatory filings and see auto-population and completeness validation in action.

Icon Image

Discuss Your Compliance Needs

Walk through your filing requirements and see how official label enforcement and submission packages fit your process.